en

Contact Us

Truly global and proudly local. We've been serving the US for over 30 years, expanding offices across New York, California and Austin.

Get in touch
Jobs

Our industry specialists will listen to your aspirations and share your story with the most prestigious organisations in the US. Together, let’s write the next chapter of your career.

See all jobs
Candidates

Together, we’ll map out career-defining, life-changing pathways to achieve your career ambitions. Browse our range of services, advice, and resources.

Learn more
Services

Leading employers across the US trust us to deliver fast, efficient hiring solutions that are tailored to their exact requirements. Browse our range of bespoke services and resources.

Read more
About Robert Walters United States

For us, recruitment is more than just a job. We understand that behind every opportunity is the chance to make a difference in people's lives.

Learn more

Work for us

Our people are the difference. Hear stories from our people to learn more about a career at Robert Walters United States.

Learn more
Contact Us

Truly global and proudly local. We've been serving the US for over 30 years, expanding offices across New York, California and Austin.

Get in touch

Private Markets Compliance Officer

Save job

An exciting opportunity has arisen for a seasoned Compliance Officer with a leading global investment firm that specializes in alternative asset management. The successful candidate will play a pivotal role in supporting various aspects of the compliance program, ideally, with a focus on real estate investing strategies. This role reports directly to the CCO of the Private Investments group.

What you'll do:
As a Compliance Officer in Private Markets, you will be instrumental in maintaining the integrity of our client's operations. Your expertise will also be crucial in leading best execution measurements and governance reporting. Additional responsibilities include but not limited to:
• Maintaining the compliance program for Private Markets and Real Estate, including drafting and updating policies and procedures, training employees, and assisting in compliance testing.
• Provide general compliance advice on daily investing activities, compliance policies and procedures and private fund compliance issues.
• Monitor compliance with regulatory topics for all aspects of the real estate business including trading, qualified investor monitoring, investor reporting, regulatory filings.


What you bring:
The ideal candidate for this Compliance Officer brings 10+ years within the alternative and private markets investment management legal and compliance domain. You should have a substantial understanding of the Investment Advisers Act of 1940 and its application within an alternative investment management setting. Experience with private equity / credit investing strategies would be helpful but real estate is ideal. Other qualifications below:
• 10+ of experience in investment management compliance or legal practice. (PE, PC, Real Estate, Hedge Fund)
• Familiarity with policy and procedure drafting, training business partners, regulatory change management, testing and risk assessment.
• Strong leadership skills with experience managing a team.

Contract Type: FULL_TIME

Specialism: Legal & Compliance

Focus: Buy-side Compliance

Industry: Financial Services

Salary: $200,000 - $250,000 per year

Workplace Type: Hybrid

Experience Level: Mid Management

Language: English - Professional working

Location: New York

Job Reference: 8R8OQ8-99BAAB59

Date posted: June 11, 2024

Consultant: Alex Tom

I'm Robert Walters Are you?

Come join our global team of creative thinkers, problem solvers and game changers. We offer accelerated career progression, a dynamic culture and expert training.