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Regulatory and Compliance Manager

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Our client is seeking a Regulatory and Compliance VP to join their team. This is a newly created position working with a diverse multi strategy investment book, partnering very closely with the business.

What you'll do:
Your role will be pivotal in addressing a range of legal and compliance issues associated with hedge funds, hybrid funds, and funds of funds. Your responsibilities will include but are not limited to
• Analyzing legal and regulatory changes as it impact the ever-changing asset management space.
• Designing new policies and procedures to mitigate risks
• Conducting thorough reviews of documentation for fund products
• Managing the investor onboarding process in partnership with the client operations team
• Supporting the implementation and maintenance of the firm's compliance programs
• Supervising regulatory filings with international regulatory bodies

What you bring:
The ideal candidate for this opportunity brings extensive experience from a similar role within a hedge fund private equity fund, or other alternative asset manager. You possess an in-depth understanding of the Investment Advisers Act of 1940. Your strong analytical skills enable you to interpret complex regulatory requirements and provide practical business-oriented advice. You have demonstrated experience in developing, implementing, and overseeing compliance policies. Familiarity with global financial regulations is highly desirable.
• 7+ years' experience in a compliance role within a hedge fund or private equity fund
• Ability to interpret complex regulatory requirements and provide practical advice
• Experience with the development, implementation, and oversight of compliance policies and procedures
• Familiarity with global financial regulations including but not limited to the Dodd-Frank Act and AIFMD
• Proficiency in using compliance software that supports monitoring, reporting, and risk assessment activities

Contract Type: FULL_TIME

Specialism: Legal & Compliance

Focus: Buy-side Compliance

Industry: Financial Services

Salary: $150,000 - $200,000 per year

Workplace Type: Hybrid

Experience Level: Senior Management

Location: New York

Job Reference: Y962IF-1562A906

Date posted: August 7, 2024

Consultant: Alex Tom

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