Contact Us

Truly global and proudly local. We've been serving the US for over 30 years, expanding offices across New York, California and Austin.

Get in touch

Our industry specialists will listen to your aspirations and share your story with the most prestigious organisations in the US. Together, let’s write the next chapter of your career.

See all jobs

Together, we’ll map out career-defining, life-changing pathways to achieve your career ambitions. Browse our range of services, advice, and resources.

Learn more

Leading employers across the US trust us to deliver fast, efficient hiring solutions that are tailored to their exact requirements. Browse our range of bespoke services and resources.

Read more
About Robert Walters United States

For us, recruitment is more than just a job. We understand that behind every opportunity is the chance to make a difference in people's lives.

Learn more

Work for us

Our people are the difference. Hear stories from our people to learn more about a career at Robert Walters United States.

Learn more
Contact Us

Truly global and proudly local. We've been serving the US for over 30 years, expanding offices across New York, California and Austin.

Get in touch

VP Compliance Monitoring & Testing

Save job

An exciting opportunity has arisen for a dedicated, enthusiastic, and experienced professional to step into the role of Vice President of Compliance Monitoring and Testing. This role offers the chance to work in a dynamic environment where your commitment to compliance and regulatory standards will be highly valued. You'll have the opportunity to make a significant impact on the business by ensuring that all operations are conducted in accordance with established guidelines.

What you'll do:
As the Vice President of Compliance Monitoring and Testing, you will play a pivotal role in shaping the company's approach to compliance. Your leadership skills will be put to good use as you guide a team of dedicated professionals, ensuring they feel supported and valued. You will oversee the development and implementation of robust compliance monitoring strategies, ensuring that all business operations adhere strictly to regulatory standards. Your collaborative nature will shine as you work closely with other departments, promoting consistency in the application of compliance procedures across the organization.
• Oversee the development and implementation of compliance monitoring and testing strategies
• Lead a team of compliance professionals, fostering an inclusive and supportive work environment
• Ensure all business operations adhere to regulatory standards and internal policies
• Collaborate with other departments to ensure consistent application of compliance procedures
• Stay abreast of changes in regulations and implement necessary updates to compliance programs
• Report on compliance activities and findings to senior management

What you bring:
• Proven experience in a senior compliance role within the financial services sector
• Strong understanding of regulatory requirements related to financial services
• Excellent leadership skills with a focus on fostering an inclusive work environment
• Ability to develop and implement effective compliance monitoring strategies
• Strong interpersonal skills with an ability to collaborate effectively across departments
• Commitment to staying up-to-date with changes in regulations

What sets this company apart:
This is an opportunity to join an organization that values its employees' contributions and encourages their professional growth.

Contract Type: FULL_TIME

Specialism: Legal & Compliance

Focus: Sell-side Compliance

Industry: Financial Services

Salary: $150,000 - $180,000 per year

Workplace Type: Hybrid

Experience Level: Senior Management

Location: New York

Job Reference: UEM1AF-3D015C5A

Date posted: June 4, 2024

Consultant: Daniela Garcia

I'm Robert Walters Are you?

Come join our global team of creative thinkers, problem solvers and game changers. We offer accelerated career progression, a dynamic culture and expert training.