Legal Counsel

Our client is looking for a Legal Counsel for Capital Markets to become an integral part of their proficient team. You will play a crucial role in aiding with trading and commercial contracts, offering regulatory compliance insights, and working closely with key departments. Your valuable input will aid in risk mitigation and support strategic decision-making, making you a vital member of the team.

Key Responsibilities:
As a Legal Counsel for Capital Markets, your role will be instrumental in fostering our client's growth. You will spearhead the review, drafting, and negotiation of trading and commercial contracts while ensuring alignment with business objectives and compliance with legal standards. Your proficiency in regulatory matters will guide the team through the intricate landscape of the financial industry. Moreover, your collaborative efforts with various teams will ensure smooth operations as the company grows. Your meticulous attention to detail and ability to manage multiple tasks in a high-velocity environment will be vital for success.

• Take the lead in reviewing, drafting, and negotiating trading and commercial contracts
• Offer expertise on regulatory compliance matters
• Work closely with departments such as business development, HR, and compliance to offer legal assistance
• Ensure operations remain compliant and efficient as the company expands
• Aid in risk mitigation and supporting strategic decision-making
• Work effectively across teams to support business objectives

Key Responsibilities:
The ideal candidate for the Legal Counsel for Capital Markets position brings a wealth of experience and knowledge. You possess a Juris Doctor (JD) degree from an accredited law school and are admitted to the bar in New York or the relevant jurisdiction. Your experience in reviewing and managing trading and commercial contracts within the broker-dealer or financial industry has equipped you with a solid understanding of regulatory frameworks. Your strong interpersonal skills enable you to work effectively across teams, while your detail-oriented approach ensures precision in all tasks.

• Juris Doctor (JD) degree from an accredited law school
• Admission to the bar in New York or the relevant jurisdiction
• Experience in reviewing and managing trading and commercial contracts within the broker-dealer or financial industry
• Basic understanding of regulatory frameworks
• Strong interpersonal skills
• Ability to work effectively across teams
• Detail-oriented approach

What's next:

If interested in this position, please contact Robert Moseman at +1 332 205 3879 or Robert.Moseman@robertwalters.com