Alternative Investment Management Attorney

Our client is seeking an Alternative Investment Management Attorney to join the esteemed ranks of a prominent, multi-manager, multi-strategy investment firm headquartered in New York City. As a valued member of this forward-thinking team, you will play an integral role in addressing the legal and regulatory requirements of a diverse array of investment strategies and supporting over one hundred alternative asset managers on a global scale.

Key Responsibilities:
In your capacity as an Alternative Investment Management Attorney within this accomplished Legal & Compliance team, you will be entrusted with supporting both routine operations and strategic projects spanning a wide spectrum of alternative asset classes. Your acumen will be essential in reviewing intricate agreements related to separately managed accounts and bespoke investment vehicles. You will also provide vital assistance in maintaining up-to-date documentation for commingled funds. Working collaboratively with colleagues from multiple departments, you will help drive new business initiatives forward by ensuring that all legal aspects are comprehensively addressed. Your ability to interpret evolving regulations will be invaluable as you advise on compliance matters affecting private funds registered with leading regulatory authorities. Furthermore, your proficiency in preparing disclosures for marketing materials and negotiating vendor contracts will uphold the firm's reputation for integrity. Success in this role requires not only technical expertise but also refined interpersonal skills that foster trust-based relationships both internally and externally.

• Conduct thorough reviews, prepare documentation, and assist in the negotiation of capital allocations under separately managed account agreements, ensuring all terms are meticulously aligned with regulatory frameworks and organizational objectives.
• Oversee the review, documentation, and negotiation processes for investments in bespoke investment vehicles, working closely with internal stakeholders to facilitate seamless transactions.
• Provide ongoing support for existing commingled investment funds by updating private placement memoranda (PPMs), organizational documents, subscription agreements, and investment management contracts as required.
• Draft and negotiate side letters with investors, maintaining clear communication channels and fostering constructive relationships throughout each engagement.
• Collaborate actively with colleagues across various functional groups within the organization to support new business initiatives, ensuring legal considerations are integrated from inception through execution.
• Offer expert advice on securities law and other regulatory matters pertinent to the operation of private investment funds registered with the SEC and CFTC, including ERISA compliance, Reg SHO, Rule 105 of Reg M, and associated regulatory filings.
• Interpret new and existing legislation to provide timely guidance regarding their implications for fund operations and compliance obligations.
• Prepare and review disclosures for marketing materials to ensure accuracy, transparency, and adherence to all applicable legal standards.
• Review and negotiate vendor agreements as well as non-disclosure agreements (NDAs), safeguarding the firm's interests while facilitating productive external partnerships.

Key Requirements:
To excel as an Alternative Investment Management Attorney within this distinguished environment, you bring substantial experience navigating the complexities inherent in fund formation processes as well as managing separately managed account arrangements. Your background encompasses advising on sophisticated regulatory frameworks applicable to SEC-registered managers—spanning ERISA requirements through Reg SHO compliance—and preparing critical filings that underpin operational continuity. You have refined your ability to draft precise documentation for direct investments while remaining attuned to shifting legal landscapes. Your interpersonal strengths are evident when collaborating across departments or negotiating agreements with external partners; you are recognized for being considerate, responsive, and supportive throughout every interaction. A discerning eye for detail ensures nothing is overlooked when updating fund documents or reviewing marketing disclosures. Most importantly, your openness towards technological advancements positions you at the vanguard of contemporary legal practice, ready not only to adapt but also to share knowledge that enriches your entire team.

• A minimum of five years’ relevant experience as an attorney specializing in alternative investment management or closely related fields is required for this appointment.
• Demonstrated mastery of fund formation processes as well as separately managed account arrangements is indispensable for success in this role.
• Comprehensive familiarity with laws and regulations governing SEC-registered investment managers—including ERISA, Reg SHO, Rule 105 of Reg M—and experience managing regulatory filings such as Form ADV, Form PF, Form 13G/D, Forms 3/4/5 is highly regarded.
• Experience handling documentation pertaining to direct investment activity alongside associated legal or regulatory considerations is considered advantageous.
• Exceptional communication abilities coupled with a collaborative disposition enable you to function effectively within cross-functional teams.
• Meticulous attention to detail combined with exemplary organizational skills ensures precision across all documentation responsibilities.
• A willingness to embrace emerging technology solutions demonstrates your eagerness to adopt systems that enhance efficiency within the legal function.
• Proven capacity to analyze complex legal issues expeditiously while offering practical guidance tailored to organizational needs distinguishes you from your peers.
• A history of drafting lucid disclosures for marketing materials reflects your steadfast commitment to transparency and best practices in compliance.

What sets this company apart:

• This institution distinguishes itself as an eminent investment firm dedicated to delivering consistent absolute returns irrespective of prevailing market conditions by leveraging proprietary technology platforms alongside profound industry expertise.

What's Next:
If interested in this position, please contact Andrew Scholz at +1 332 205 3890 or Andrew.Scholz@robertwalters.com