Investment Management Mid-Level Associate

An outstanding opportunity presents itself for a mid-level associate to join the esteemed Investment Management Group in Chicago. This distinguished team is recognized for its profound expertise in advising on the structuring, offering, operation, and regulation of registered investment companies, encompassing closed-end funds, mutual funds, exchange-traded funds, and business development companies.

Key Responsibilities:
In the capacity of Investment Management Associate within this highly regarded group based in Chicago, you will assume a central role in advising clients on all facets of registered investment company law. Your responsibilities will encompass direct engagement with fund sponsors and boards of directors as they navigate intricate regulatory frameworks governing mutual funds, exchange-traded funds, closed-end funds, and business development companies. You will work alongside colleagues specialising in mergers and acquisitions on complex transactions involving asset managers subject to the 1940 Act. Your insights will be instrumental in structuring advanced financial products and developing leveraging strategies responsive to evolving market requirements. Beyond preparing essential legal documentation and providing ongoing operational support at every stage of the client lifecycle, you will have opportunities to contribute thought leadership within the sector. The position also encourages meaningful participation in pro bono projects that extend your impact beyond conventional client work. Success in this role is predicated upon technical acumen complemented by a spirit of collaboration, knowledge sharing, and an unwavering commitment to continuous professional growth.

• Provide counsel to fund sponsors, underwriters, and service providers regarding the structuring, offering, operation, ongoing financing, and regulatory compliance of registered investment companies such as closed-end funds, mutual funds, exchange-traded funds, and business development companies.
• Deliver comprehensive corporate and regulatory guidance to boards of directors overseeing registered investment companies and business development companies.
• Collaborate closely with colleagues specializing in mergers and acquisitions on matters about the 1940 Act as they relate to asset manager transactions.
• Contribute to the formulation and execution of leveraging strategies for closed-end funds and business development companies, including rights offerings and preferred stock issuances.
• Assist clients in navigating emerging structures and strategies for registered and regulated investment companies by maintaining awareness of industry trends and regulatory developments.
• Draft, review, and negotiate complex legal documentation associated with fund formation, operations, offerings, and compliance matters.
• Support clients throughout all phases of fund lifecycles by offering practical advice on operational issues as well as long-term strategic planning.
• Participate in thought leadership by engaging in discussions concerning new advancements within the investment management sector.
• Work collaboratively within multidisciplinary teams to ensure seamless client service across various practice areas.
• Dedicate time to the firm’s pro bono initiatives by participating in projects that resonate with your interests.

Key Requirements:
To flourish as an Investment Management Associate within this Chicago-based group, you will possess considerable experience managing matters related to 1940 Act registered funds and business development companies. Your background should reflect both technical proficiency—evidenced by exemplary academic credentials—and practical expertise gained through substantive involvement at a leading law firm or comparable setting. You will exhibit refined communication skills enabling you to elucidate complex legal concepts while fostering positive relationships with clients and colleagues alike. Your approach should be characterized by empathy, reliability, and a sincere interest in supporting collective success. A willingness to share knowledge within multidisciplinary teams will further enhance your contribution. Moreover, your openness to ongoing learning—whether through formal training or informal mentoring—will ensure you remain abreast of industry developments. Finally, your dedication to pro bono activities will be highly regarded within this inclusive culture.

• Demonstrable experience advising on 1940 Act registered funds and business development company matters acquired at a peer law firm or equivalent institution is indispensable for success in this role.
• A robust academic record evidencing high achievement is required to meet the exacting standards upheld by this team.
• Proven ability to deliver clear corporate and regulatory guidance concerning governance structures of registered investment companies is highly esteemed.
• Experience collaborating with cross-practice teams—particularly those focused on mergers and acquisitions—on complex transactional matters involving asset managers is advantageous.
• Exceptional drafting skills for preparing legal documents related to fund formation, operations, offerings, compliance issues, and leveraging strategies are essential.
• A thorough understanding of current trends influencing registered investment companies—including closed-end funds, mutual funds, exchange-traded funds, and business development companies is important for providing pertinent advice.
• Outstanding interpersonal abilities that facilitate effective communication with clients as well as internal teams are vital for cultivating trusted relationships.
• A commitment to professional advancement demonstrated through participation in training or mentoring programs is valued by this group.
• Enthusiasm for engaging in pro bono work that aligns personal interests with wider community objectives is encouraged within the team.

What sets this company apart:

• This organization distinguishes itself through its steadfast commitment to nurturing both professional excellence and personal fulfilment among its attorneys.

What's Next:
If interested in this position, please contact Andrew Scholz at +1 332 205 3890 or Andrew.Scholz@robertwalters.com