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Buy-side Compliance Jobs

Jobs

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Salary: $85,000 - $100,000 per year

Location: Boston

Date Posted: April 19, 2024

Robert Walters is partnering with a top multi-strategy alternative asset management firm, seeking a Senior Compliance Associate to join their specialized compliance function. This particular role will provide compliance guidance towards multiple business units within the firm, serving as a key point of contact across real-time issues and ensuring all regulatory standards are upheld.
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Salary: $180,000 - $225,000 per year + ($250,000 - $300,000 all-in)

Location: New York

Date Posted: April 19, 2024

An exciting opportunity has arisen for a seasoned professional to join a leading global alternative asset management firm as Vice President of Compliance, Trade Surveillance. The successful candidate will be responsible for executing the Trade Surveillance program and monitoring the firm's credit business. This role requires regular interaction with senior management and personnel across the organisation, offering an excellent platform for growth and development.
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Salary: $300,000 - $350,000 all-in

Location: Chicago

Date Posted: April 19, 2024

Robert Walters is partnering with a leading global alternative asset management firm, looking to bring aboard a Director of Compliance to oversee the the compliance program of the firm's Middle Market Direct Lending (MMDL) business, as well as provide coverage of a BDC. This role requires regular interaction with senior management, as well as business, legal and compliance personnel across the organisation. The ideal candidate will have 7+ years of relevant compliance experience.
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Salary: $80,000 - $115,000 per year

Location: New York

Date Posted: April 18, 2024

Our client is seeking a dedicated and enthusiastic Compliance Associate to join their team. This role offers an excellent opportunity for a motivated compliance professional to expand their knowledge about private funds and investment adviser compliance. The successful candidate will work closely with the firm’s Compliance Officer, supporting the firm's compliance program. This position is based in New York City.
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Salary: $100,000 - $120,000 per year + Year end discretionary bonus

Location: New York

Date Posted: April 2, 2024

Our client is seeking a diligent Compliance Analyst to join their team of dedicated professionals. The successful candidate will gain broad exposure to trading, operations, and software development groups, handling real-time issues related to a suite of global investment products in a fast-paced, constantly evolving regulatory environment. This is an inclusive team that values thoughtfulness and collaboration.
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Salary: $115,000 - $145,000 per year

Location: New York

Date Posted: April 2, 2024

An exciting opportunity has arisen for a Transactional Regulatory Compliance Officer to join a leading global investment firm. This role offers the chance to work within a dynamic and supportive team, focusing on compliance programs for transactional regulatory filings. The successful candidate will play a crucial part in managing policies, processes, books and records, controls, disclosure obligations, and technology systems.
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Salary: $90,000 - $130,000 per year

Location: New York

Date Posted: April 2, 2024

An exciting opportunity has arisen for a Legal and Compliance Analyst to join a leading venture capital firm. The successful candidate will be responsible for providing operational and legal support to the legal and compliance teams, working closely with both internal teams and external law firms. This role offers the chance to work on a wide range of legal matters, including venture financing closings, SEC filings, corporate entity management, and more.
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Salary: $80,000 - $120,000 per year

Location: New York

Date Posted: March 12, 2024

Our client is seeking a dedicated and meticulous Internal Auditor to join their dynamic team. The successful candidate will play a pivotal role in evaluating risk management, controls, and governance across various processes and entities.

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