Buy-side Compliance Jobs

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Broker Dealer Compliance Officer

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Salary: $150,000 - $155,000 per year

Location: New York

Date Posted: March 4, 2026

An esteemed financial institution is seeking a Broker-Dealer Compliance Officer for its New York team. In this role, you’ll help strengthen a robust compliance framework and shape key policies that uphold top regulatory standards. The firm offers comprehensive training, flexible work options, and an inclusive culture where your expertise is valued - an ideal environment to grow professionally while supporting the organization’s integrity.

Investor Relations Associate

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Salary: $100,000 - $115,000 per year

Location: Santa Monica

Date Posted: February 9, 2026

A Santa Monica–based investment firm is seeking an Investor Relations Associate to support fundraising efforts and deliver clear, insightful communication to investors. You’ll help maintain strong LP relationships, translate complex financial information into accessible updates, and contribute to a culture that values excellence, growth, and collaboration. Financial services experience is a must.

Trading Documentation Associate / VP

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Salary: $140,000 - $170,000 per year

Location: New York

Date Posted: February 4, 2026

Our client is seeking a Trading Documentation Associate Vice President to join its New York team. This role offers the chance to contribute expertise in a collaborative, intellectually rigorous environment that values academic excellence, transparency, and shared ideas. You’ll work alongside highly knowledgeable professionals committed to analytical precision and practical insight.

Compliance Associate

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Salary: $110,000 - $120,000 per year

Location: Los Angeles

Date Posted: January 30, 2026

Our client is seeking a Compliance Associate to join its compliance team in Los Angeles, CA. This role offers the opportunity to support and enhance a strong regulatory compliance program within a highly respected organization managing billions in U.S. assets.

Core Compliance Associate

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Salary: $75,000 - $100,000 per year

Location: New York

Date Posted: January 26, 2026

Our client is seeking a Compliance Associate in New York, NY. In this role, you will support the firm’s regulatory program, ensuring adherence to the Investment Advisers Act of 1940, lobbying rules, internal policies, and governance standards. You will work closely with senior stakeholders in a collaborative environment that values your contributions, with flexible working arrangements and ongoing training to support your professional development.