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Legal & Compliance Jobs

Jobs

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Salary: $80,000 - $90,000 per year

Location: New York

Date Posted: May 2, 2025

Our client is seeking a Specialist in Compliance Testing to join their rapidly expanding team. This role is crucial to the company's Compliance Testing function, performing essential tasks such as compliance tests, root cause analyses, and assisting with remediation activities. The successful candidate will have the opportunity to work remotely, contributing to the development, implementation, and maintenance of the Compliance Testing program.
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Salary: $150,000 - $175,000 per year

Location: New York

Date Posted: April 24, 2025

Our client is seeking a Senior Associate in Investment Compliance and Team Leadership to join their esteemed traditional and alternative credit management firm. This role will place you within the Legal & Compliance Department, where you will be instrumental in ensuring the firm's adherence to applicable laws, rules, regulations, internal policies and procedures, as well as client investment guidelines and restrictions.
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Salary: $150,000 - $200,000 per year

Location: New York

Date Posted: April 15, 2025

We are seeking a Compliance Officer with a deep understanding of the broker dealer regulatory framework, including FINRA, SEC, and NFA rules. The successful candidate will be responsible for developing and implementing compliance policies and procedures for a US broker dealer business, ensuring all regulatory requirements are met. This role offers flexible working opportunities in either NYC or Miami, making it an ideal opportunity for those seeking geographical flexibility.
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Salary: $200,000 - $300,000 per year

Location: Boston

Date Posted: April 11, 2025

Our client is seeking a highly knowledgeable and dependable Chief Compliance Officer - Private Equity & Alternatives for their U.S. operations. This role offers the unique opportunity to establish and lead the firm's U.S. compliance framework, reporting directly to the Global Head of Compliance.
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Salary: $150,000 - $170,000 per year + 20%

Location: Newtown Township

Date Posted: April 9, 2025

Our client is seeking a Senior Compliance Associate to play a crucial role in ensuring adherence to all relevant private fund regulations. This position provides the opportunity to work cross-functionally with various teams and closely collaborate with firm management. The successful candidate will be part of an organization that values perspectives and experiences from all backgrounds, fostering an inclusive and supportive environment.
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Salary: $80,000 - $97,000 per year

Location: New York

Date Posted: March 28, 2025

Our client is seeking a Senior Compliance Associate to join a dynamic team. This role presents an exciting opportunity to develop, enhance, and implement internal compliance procedures, coordinate, and support the performance of day-to-day compliance functions of investment adviser clients. The successful candidate will be responsible for ensuring that the research, requisite administrative matters, and overall organization of a client’s Compliance Program are completed.
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Salary: $170,000 - $200,000 per year + 300K - 325K all-in

Location: New York

Date Posted: March 26, 2025

Our client is looking for a proficient and proactive Funds Attorney to become part of a dynamic alternative investment firm. This role is ideal for an individual who is keen to expand their skills and knowledge within the hedge fund sector. The successful candidate will be a crucial member of the legal and compliance team, supporting both existing funds business and new business initiatives.
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Salary: $110,000 - $130,000 per year + 155K - 175K all-in

Location: New York

Date Posted: March 20, 2025

Our client is seeking a Senior Compliance Associate to join their team. This role presents an exciting opportunity to implement the global Control Room strategy, ensuring regulatory obligations are met and conflicts of interest are managed effectively. The successful candidate will have the chance to work in a globally focused function with strong career prospects, while contributing to a company that values collaboration, innovation, and inclusion.
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Salary: $110,000 - $150,000 per year

Location: New York

Date Posted: March 10, 2025

Our client is in search of a committed and seasoned Officer for Financial Crimes Compliance to be an integral part of a dynamic team, with a focus on AML/CFT transaction monitoring. The successful candidate will have a pivotal role in implementing the company's compliance programme, contributing to the growth and development of the branch. This is a unique opportunity to leave your mark on something bigger, where your ideas and diverse background are valued.
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Salary: $175,000 - $200,000 per year

Location: New York

Date Posted: March 7, 2025

Our client is seeking a Senior Financial Crimes Compliance Officer with a focus on AML/CFT transaction monitoring. This role is ideal for an individual who thrives in a dynamic, evolving environment and is dedicated to delivering top-tier compliance solutions. The successful candidate will join a service-oriented team, collaboratively working to create value and foster growth. This is your opportunity to contribute significantly to a larger cause.