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Truly global and proudly local. We've been serving the US for over 30 years, expanding offices across New York, California and Austin.

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Legal & Compliance Jobs

Jobs

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Salary: $145,000 - $150,000 per year

Location: New York

Date Posted: May 10, 2024

An exciting opportunity has arisen for a seasoned compliance consultant with broker-dealer expertise to join a leading regulatory consulting firm. This role offers the chance to establish and maintain the compliance program for a diverse book of broker-dealer clients.
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Salary: $250,000 - $275,000 per year + ($325,000 - $350,000 all-in)

Location: New York

Date Posted: May 9, 2024

Our client is seeking a Compliance Manager to oversee all aspects of their global compliance program. The successful candidate will have the chance to promote the development of the compliance program in a growing firm and manage relationships with key compliance consultants and outside counsel. This is an exciting opportunity for someone with 8-10 years of compliance experience, preferably within an investment adviser setting.
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Salary: $155,000 - $175,000 per year

Location: New York

Date Posted: April 19, 2024

Our client is seeking a dedicated and experienced Compliance Officer to join their dynamic team. The successful candidate will primarily be responsible for the functions of the control room, ensuring that all operations adhere to legal standards and in-house policies. You will have the chance to develop policies, systems and controls for the administration of control room function, while also advising business groups on all information barrier issues.
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Salary: $85,000 - $100,000 per year

Location: Boston

Date Posted: April 19, 2024

Robert Walters is partnering with a top multi-strategy alternative asset management firm, seeking a Senior Compliance Associate to join their specialized compliance function. This particular role will provide compliance guidance towards multiple business units within the firm, serving as a key point of contact across real-time issues and ensuring all regulatory standards are upheld.
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Salary: $300,000 - $350,000 all-in

Location: Chicago

Date Posted: April 19, 2024

Robert Walters is partnering with a leading global alternative asset management firm, looking to bring aboard a Director of Compliance to oversee the the compliance program of the firm's Middle Market Direct Lending (MMDL) business, as well as provide coverage of a BDC. This role requires regular interaction with senior management, as well as business, legal and compliance personnel across the organisation. The ideal candidate will have 7+ years of relevant compliance experience.
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Salary: $80,000 - $115,000 per year

Location: New York

Date Posted: April 18, 2024

Our client is seeking a dedicated and enthusiastic Compliance Associate to join their team. This role offers an excellent opportunity for a motivated compliance professional to expand their knowledge about private funds and investment adviser compliance. The successful candidate will work closely with the firm’s Compliance Officer, supporting the firm's compliance program. This position is based in New York City.
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Salary: $100,000 - $120,000 per year + Year end discretionary bonus

Location: New York

Date Posted: April 2, 2024

Our client is seeking a diligent Compliance Analyst to join their team of dedicated professionals. The successful candidate will gain broad exposure to trading, operations, and software development groups, handling real-time issues related to a suite of global investment products in a fast-paced, constantly evolving regulatory environment. This is an inclusive team that values thoughtfulness and collaboration.
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Salary: $115,000 - $145,000 per year

Location: New York

Date Posted: April 2, 2024

An exciting opportunity has arisen for a Transactional Regulatory Compliance Officer to join a leading global investment firm. This role offers the chance to work within a dynamic and supportive team, focusing on compliance programs for transactional regulatory filings. The successful candidate will play a crucial part in managing policies, processes, books and records, controls, disclosure obligations, and technology systems.
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Salary: $90,000 - $130,000 per year

Location: New York

Date Posted: April 2, 2024

An exciting opportunity has arisen for a Legal and Compliance Analyst to join a leading venture capital firm. The successful candidate will be responsible for providing operational and legal support to the legal and compliance teams, working closely with both internal teams and external law firms. This role offers the chance to work on a wide range of legal matters, including venture financing closings, SEC filings, corporate entity management, and more.
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Salary: $90,000 - $105,000 per year + STIP and discretionary end of year bonus

Location: Norwalk

Date Posted: April 2, 2024

An exciting opportunity has arisen for a seasoned Corporate Paralegal to join a dynamic and innovative team. The client is looking for someone who has extremely strong contracting skills. The successful candidate will be responsible for assisting with case planning, development, and management, conducting legal research, interviewing clients, gathering facts and retrieving information, drafting and analysing legal documents, and making recommendations to the EVP of Legal Affairs.

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